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Policies & Procedures
PMLA Policy
AMLCFT - Investor Education
ATTENTION – A note from the Regulators for Investors
NRI Investment and understanding
Stay Alert
RMS Policy
Conflict of interest
Internal Control Policy
Internal Shortage
Online Client code modification
Policy for Inactive clients
Policy on Pre funded Instument
Unauthenticated news
Granting Exposure
Inactive Account Policy
Outsourcing Policy
Policy (Good Till Cancelled Orders)
Policy on Facsimile Signatureon PCN
Policy Voluntary Freezing or Blocking
SORM Policy
Surveillance Policy - Stock Brokers
Survielliance DP Policy for DP 30-01-2025 V1
Whistle Blower Policy
Policy for Handling Unpaid Securities
Attention Investors :Prevent Unauthorized transactions in your Trading and or demat account, Update your Mobile/Email-IDs with your Stock Broker/Depository Participant. Receive alerts on your registered mobile/E-mail ID for all debit and other important transactions in your demat account directly from CDSL and information of your transactions directly from Exchange on the same day .......... Issued in the interest of investors